0001038838-13-000362.txt : 20130923 0001038838-13-000362.hdr.sgml : 20130923 20130923131536 ACCESSION NUMBER: 0001038838-13-000362 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130923 DATE AS OF CHANGE: 20130923 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROFIRE ENERGY INC CENTRAL INDEX KEY: 0001289636 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] IRS NUMBER: 200019425 STATE OF INCORPORATION: UT FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83403 FILM NUMBER: 131109744 BUSINESS ADDRESS: STREET 1: 321 SOUTH 1250 WEST, #3 CITY: LINDON STATE: UT ZIP: 84042 BUSINESS PHONE: 801-433-2000 MAIL ADDRESS: STREET 1: 321 SOUTH 1250 WEST, #3 CITY: LINDON STATE: UT ZIP: 84042 FORMER COMPANY: FORMER CONFORMED NAME: FLOORING ZONE INC DATE OF NAME CHANGE: 20071115 FORMER COMPANY: FORMER CONFORMED NAME: Flooring Zone Inc DATE OF NAME CHANGE: 20040507 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Albert Harold CENTRAL INDEX KEY: 0001447780 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: BAY 12 STREET 2: 55 ALBERTA AVE CITY: SPRUCE GROVE STATE: A0 ZIP: T7X 3A6 SC 13D/A 1 sch13da.htm SCHEDULE 13D/A NO. 2 sch13da.htm

 
UNITED STATES
 
 
SECURITIES AND EXCHANGE COMMISSION
 
 
Washington, D.C. 20549
 
     
 
SCHEDULE 13D
 
     
 
Under the Securities Exchange Act of 1934
 
 
(Amendment No. 2)*
 

 
Profire Energy, Inc.
 
 
(Name of Issuer)
 
     
 
Common Stock, $.001 par value per share
 
 
(Title of Class of Securities)
 
     
 
74316X 101
 
 
(CUSIP Number)
 

 
Harold Albert
 
 
Bay 12, 55 Alberta Ave.
 
 
Spruce Grove, Alberta, Canada T7X 3A6
 
 
(780) 960-5278
 
 
(Name, Address and Telephone Number of Person Authorized to
 
 
Receive Notes and Communications
 



 
September 19, 2013
 
 
(Date of Event which Requires Filing of this Statement)
 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [ ]

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be Afiled@ for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

CUSIP No. 74316X 101

       
 
1.
Names of Reporting Persons, IRS Identification Nos. of above persons (entities only)
 
   
Harold Albert
 
       
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
     
(a)  [   ]
     
(b)  [   ]
       
 
3.
SEC Use Only
 
       
       
 
4.
Source of Funds (See Instructions)
 
       
 
5.
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)
[   ]
       
 
6.
Citizenship or Place of Organization
 
   
Canada
 
       
Number of
7.
Sole Voting Power
 
Shares
 
15,325,000
 
Beneficially
8.
Shared Voting Power
 
Owned by
 
-0-
 
Each
9.
Sole Dispositive Power
 
Reporting
 
15,325,000
 
Person
10.
Shared Dispositive Power
 
With
 
-0-
 
       
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
   
15,325,000
 
       
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
 
[   ]
       
 
13.
Percent of Class Represented by Amount in Row (11)
 
   
34%
 
       
 
14.
Type of Reporting Person (See Instructions)
 
   
IN
 
       
 
2
 
 

 

EXPLANATORY NOTE

The following constitutes Amendment No. 2 (“Amendment No. 2”) to the Schedule 13D filed by the Reporting Person.  This Amendment No. 2 amends the Schedule 13D filed by the Reporting Person with the Securities and Exchange Commission (“SEC”) on October 22, 2008, as amended by Schedule 13D/A-1 filed on August 2, 2013 (the “Schedule 13D, as amended”).  Only those items hereby reported in this Amendment No. 2 are amended and all other items remain unchanged.  Terms used herein but not otherwise defined shall have the meanings set forth in the Schedule 13D, as amended. 

Item 4.  Purpose of Transaction

Item 4 is hereby amended as follows:

(a)
Between September 19, 2013 and September 20, 2013, the Reporting Person sold an aggregate of 125,000 shares of Common Stock in two private transactions.  The Reporting Person may sell additional shares of Common Stock equal to an aggregate of up to one percent of the total outstanding shares of Common Stock of the Issuer within the next 90 days.
   
(b)
Not applicable.
   
(c)
Not applicable.
   
(d)
Not applicable.
   
(e)
Not applicable.
   
(f)
Not applicable.
   
(g)
Not applicable.
   
(h)
Not applicable.
   
(i)
Not applicable.
   
(j)
Not applicable.

Except as set forth in this Schedule 13D, the Reporting Person does not have any present plans or intentions that would result in or relate to any of the actions required to be described in subparagraphs (a)-(j) of Item 4 of this Schedule 13D.  The Reporting Person may, at any time, review or reconsider his position with respect to the Issuer and formulate plans or proposals with respect to any of such matters.

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Item 5.  Interest in Securities of the Issuer

Item 5 is hereby amended as follows:

(a)
As of the date hereof, the Reporting Person owns 15,325,000 shares, or 34% of the outstanding Common Stock of the Issuer, based upon the 45,390,000 shares outstanding as of the date of this filing.
   
(b)
The Reporting Person has the sole power to vote or direct the vote of all of the 15,325,000 shares; and has shared power to vote or direct the vote of 0 shares; has the sole power to dispose or direct the disposition of all of the 15,325,000 shares; and has shared power to dispose or direct the disposition of 0 shares.
   
(c)
As disclosed in Schedule 13D/A-1 filed by the Reporting Person with the SEC on August 2, 2013, on August 1, 2013 the Reporting Person sold 300,000 at a price of $1.20 per share in a private transaction.  Other than as disclosed herein, during the past 60 days, the Reporting Person has not effected any other transactions in the Common Stock of the Issuer.
   
(d)
No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares.
   
(e)
Not Applicable.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
       
       
       
Date:  September 20, 2013
By:
/s/ Harold Albert
 
   
Harold Albert
 
       


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